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Useful Links: Agencies and SROs |
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Here you will find some useful links related to the securities laws. These links travel outside my server, and I make no representations or warranties about their veracity, accuracy, reliability or otherwise. I do not necessarily endorse, and am not responsible for, any third-party content that may be linked to or accessed through this website. |
AMEX amex.com
Provides quotes and market information.
Computer Crime and Intellectual Property usdoj.gov/criminal/cybercrime
Contains cases, law and resources regarding computer and intellectual property crime.
CFTC cftc.gov
Commodity Futures Trading Commission site, including regulations and actions.
Edgar Online freeedgar.com
Offers copies of all SEC filings.
End Fraud endfraud.com
Educates investors about securities fraud and how to fight it.
FBI Most Wanted fbi.gov/mostwant/topten/tenlist.htm
FBI Ten Most Wanted List and information about the program.
Federal Reserve Board of Governors federalreserve.gov
Contains information about the Federal Reserve Board.
Federal Trade Commission ftc.gov
Includes compliance information, regulations and legal actions.
Financial Regulator's Gateway http://law.utoledo.edu/financialregulators
Series of links to various government regulators from the University of Toledo's CyberSecurities Instiute
InsiderTrader insidertrader.com
Subsidiary of Edgar Online, focusing on insider trades.
Internet Scam Busters scambusters.org
Warns against popular scams conducted over the Internet.
Municipal Securities Rulemaking Board msrb.org
Includes MSRB rules, regulations and reports.
NASAA nasaa.org
North American Securities Administrators Association site with news and information.
NASD nasd.com
National Association of Securities Dealers site with regulation and market information.
NASDAQ nasdaq.com
Provides quotes, financial news and market information.
NASDAQ/AMEX Newsroom nasdaq-amexnews.com
Primarily NASDAQ-related news including trade halts, listing and statistics.
NASDAQ Trader nasdaqtrader.com
Contains market and trading information for the NASDAQ market.
NASDR nasdr.com
NASD Regulation site with investor, CRD and regulation information.
National Fraud Information Center fraud.org
National Consumers League site with fraud reporting and avoidance advice.
New York Stock Exchange nyse.com
Includes market and regulation information.
SEC Homepage sec.gov
Provides releases, rules, contact information and EDGAR links.
SEC Enforcement Complaint Center sec.gov/complaint.shtml
Site from which investors can register complaints with the SEC.
Securities Sleuth securitiessleuth.com
Identifies suspected securities fraud schemes and offers investor tips.
Securities Trade Associations, Investor Protection Groups and Other Organizations:
