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Law Course:  Securities Law & the Internet

Law Course:  Advanced Securities Regulation

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Disclaimer

Course Current Events:  2004

 

 

Please note:  Below are articles that I believe may be of interest.  I make no claims, promises or guarantees about the accuracy, completeness or adequacy of the information contained in these articles.  Further, their inclusion in my site does not, in any way, shape or form,  imply my sponsorship, endorsement, or approval of their content.   For more information, please read my general disclaimer. 

 

(Sometimes Required)
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January 14th, 2004

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Brokers Fear Identity theft

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N.Y. Daily News (December 29th, 2003) (Brokers Fear Identity Theft)

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Online Newsletters
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Wall Street Journal (January 13, 2004)  (Return of the Online Hype)

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Lebed:  Stock Manipulator, SEC Nemesis  (New York Times December 2001)

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SEC Response (In Letter to the Editor Two Weeks Later)

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(see also CRANE COMPANY, Plaintiff-Appellant v. WESTINGHOUSE AIR BRAKE COMPANY (419 F.2d 787 (2nd Cir. 1969), cert. denied, 400 U.S. 910 1970.)

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The Internet Boom
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NY Times (January 19, 2004) (Analyze This:  Blodget's New Act)

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January 21st, 2004

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Libel for internet postings -- applicable to the Cybersmear?

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Varian Medical Systems Inc. v. Delfino, Cal. Ct. App., No. HO24214, 11/12/03)

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SEC v. Sean Edward St. Heart  (March 2001)

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January 28th, 2004

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Searching Worker's emails . . . Allowed?

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New York Lawyer Article by Shannon P. Duffy (December 2003)

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The Opinion (Only if you feel like reading it)

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McViegh v. Cohen (January 26th, 1998)

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February 4th, 2004

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The SEC, Privacy  and the first Amendment

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The Recorder (November 18, 2003) SEC Case Against Customer Brings Free Speech Concerns

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SEC v. Agora (January 2004) -- Opinion Denying Motion to dismiss

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AOL's First Amendment Attempt  AOL v. Nam Tai Electronics, Inc.

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February 11th, 2004

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The NYSE and the ECN -- Are electronic communication Networks the Wave of the future?

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The Wall Street Journal (February 5, 2004) NYSE Chief to Propose Changes

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The Wall Street Journal (February 2, 2004) A Little Scary: NYSE's Chief Seeks to

              Sell Electronic Trading to the Floor

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The New York times (January 30th, 2004)  NYSE chief Said to Seek Electronic Shift

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Biography:  Kevin J.P. O'Hara, General counsel Archipelago and Possible Guest Speaker

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February 18th, 2004

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Van Dinh Plea

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February 25th, 2004

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None

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March 3rd, 2004

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None

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March 10th, 2004 

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No class (Spring Break)

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March 17th, 2004

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SEC v. Nikolai Safavi:  LR-18614; Complaint; Actual Fake Posting

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San Francisco Chronicle (March 11th, 2004) (SEc Files Charges in Web hoax)

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PayPal settles N.Y. probe, faces others

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March 24th, 2004

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no Current Events Assignment

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March 31st, 2004

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No class (Monday/Wednesday Switch Day)

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April 7th, 2004

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no Current Events Assignment

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April 14th, 2004

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no Current Events Assignment

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April 21st, 2004

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no Current Events Assignment

(Sometimes Required)

 

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