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Law Course:  Securities Law & the Internet

Law Course:  Advanced Securities Regulation

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Disclaimer

Course Current Events:  2005

 

 

Please note:  Below are articles that I believe may be of interest.  I make no claims, promises or guarantees about the accuracy, completeness or adequacy of the information contained in these articles.  Further, their inclusion in my site does not, in any way, shape or form,  imply my sponsorship, endorsement, or approval of their content.   For more information, please read my general disclaimer. 

 

(Sometimes Required)
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January 12th

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No Assignment

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January 19th

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Class cancelled due to Inauguration, No Assignment

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January 26th

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Quiet Period and the Internet

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Wall Street Journal (January 3rd, 2005) (SEC Proposes Increasing Role Of Web in IPOs)

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Wall Street Journal (October 20, 2004) (Quiet Period May Get Louder)

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Wall Street Journal (August 23rd, 2004) (Open Up the Quiet Period)

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February 2nd 

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Manipulative Intent

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SEC Amicus Brief:  UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT; T. JEFFREY SIMPSON, on behalf of himself and all others similarly situated, Plaintiff, and, CALIFORNIA STATE TEACHERS’ RETIREMENT SYSTEM, Plaintiff - Appellant, v. HOMESTORE.COM, INC.; et al., Defendants - Appellees.  On Appeal from the United States District Court for the Central District of California

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Courtside Trading Suspension; Comanche Properties  Trading Suspension

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Wall Street Journal (February 3rd, 2005) (SEC Steps Up Efforts To Battle Stock Fraud)

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New York Times (February 4th, 2005) (Preemptive Move:  SEC Halts Trading in Two Stocks)

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February 9th

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No Assignment

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February 16th

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Wall Street Journal (February 16th, 2005) (The Pay-K)

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February 23rd

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National Journal (February 19th, 2005) (Business Assaults the SEC)

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SEC Enforcement Director Stephen Cutler Speech "Staying The Course" (March 18, 2005)

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Washington Post (March 19, 2005) (Accountability Rules Defended Enforcement Chief Recalls Large-Scale Frauds)

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March 2nd

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SEC v. Hubert A. Jeffreys, a/k/a Hugh Jeffreys, Earthboard Sports USA, Inc., Timothy F. Bell and Tracy A. Edwards

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Complaint

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March 9th -- No class (Spring Break)

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March 16th

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No Assignment

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March 23rd and 30th

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New York Times (February 5th, 2005) (Does the Voice of Business Think the Bill of Rights Covers Insider Tips)

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U.S. Chamber of Commerce Amicus Curae Brief filed in SEC v. Siebel Systems, Inc., et al. No. 04 CV 5130 (GBD) D.C. S,D,N.Y.) (NCLC supports Siebel Systems challenge to SEC Regulation FD.  Regulation FD states that public companies cannot disclose material information to securities analysts and institutional investors without also disclosing it publicly. NCLC contends that the regulation greatly exceeds the SEC's statutory authority and impairs fundamental First Amendment values. Amicus brief in support of motion to dismiss filed 1/18/05.)

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SEC v. Siebel Systems, Inc., et al. No. 04 CV 5130 (GBD) U.S.D.C. S,D,N.Y.

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April 6th

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No Assignment

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April 13th

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Wall Street Journal (April 14th, 2005) (What Your Broker Should Disclose)

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April 20th  

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Wall Street Journal (April 4th, 2005) (Disclosure May Turn to the Internet)

 

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