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Law Course Securities Law & the Internet

Law Course Advanced Securities Regulation

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Course Current Events:  2006

 

 

Please note:  Below are articles that I believe may be of interest.  I make no claims, promises or guarantees about the accuracy, completeness or adequacy of the information contained in these articles.  Further, their inclusion in my site does not, in any way, shape or form,  imply my sponsorship, endorsement, or approval of their content.   For more information, please read my general disclaimer

 

(Sometimes Required)

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January 18th

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No assignment

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January 25th

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LR-19481 -- SEC v. Shawn Casius, Logic's Consulting, Inc., Steven R. Wright, International Solutions, Inc., Peter Jessop, Socius Holdings, Ltd., and SIGF SA (emergency asset freeze concerning concerted market manipulation of the stock of Cameron International). See also if you are interested, but not required reading: Complaint, Brief in Support of TRO Declaration)

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34-52743  -- Cameron International, Inc. Trading Suspension See also Order

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February 1st

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United States v. Stringer, CR 03-432-HA (D. Oregon Jan. 9, 2006) (court dismissed indictment charging conspiracy and securities fraud based on the government’s improper use of an SEC investigation for purposes of its criminal case and the improper concealment of its investigation from the defendants)

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United States v. Moses, 1:04-CR-508-CAP-JMF (N.D. Georgia August 31, 2005) (magistrate judge denied motion to suppress defendant’s SEC transcript and motion to dismiss a portion of the indictment, rejecting defendant’s claim of prosecutorial misconduct), adopted as opinion and order of the Court, October 12, 2005.

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February 8th

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No assignment

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February 15th

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No assignment

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February  22nd

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No class, No assignment

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March 1st

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SEC Leader Issues Rebuke Over Journalist Subpoenas (NY Times, February 27th, 2006); SEC Statement by Chairman Christopher Cox

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AutoSurf Press Release

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March 8th

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No Assignment

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March 15th

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No assignment

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March  22nd

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No assignment

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March 29th

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No assignment

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April 5th

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LR-19625; Pleadings  SEC v. Alexander J. Yaroshinsky (emergency asset freeze of California drug executive with unlawful insider trading after learning of the FDA's reaction to Cancer tests of company's Acne drug)

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April 12th

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No assignment

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April 19th

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April 26th

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SEC Announcement Regarding Internet Availability of Proxy Materials (November 30, 2006)

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SEC's Online Plan to Cut costs May Rally Dissident investors (WSJ, December 26th, 2005)

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